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Filing Details

Accession Number:: 0001209191-16-149988
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-14 20:47:49
Reporting Period:: 2016-11-10

Filing Date:: 2016-11-14
Accepted Time:: 2016-11-14 20:47:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1401708	Nanostring Technologies Inc	NSTG	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225501	A James Johnson	530 Fairview Avenue N. Seattle WA 98109	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-10	5,609	$5.12	10,698	No	4	M	Direct
Common Stock	Disposition	2016-11-10	4,143	$22.46	6,555	No	4	S	Direct
Common Stock	Disposition	2016-11-10	1,466	$22.76	5,089	No	4	S	Direct
Common Stock	Acquisiton	2016-11-11	4,391	$5.12	9,480	No	4	M	Direct
Common Stock	Disposition	2016-11-11	4,391	$22.60	5,089	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2016-11-10	5,609	$0.00	5,609	$5.12
Common Stock	Stock Option (right to buy)	Disposition	2016-11-11	4,391	$0.00	4,391	$5.12

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
77,359		2022-10-15	No	4	M	Direct
72,968		2022-10-15	No	4	M	Direct

Footnotes

The sales reported by Mr. Johnson were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2016.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.71 to $22.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.72 to $22.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
This option is subject to an early exercise provision and is immediately exercisable. 25% of the shares subject to the Option vest on the one-year anniversary of October 1, 2012 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement.