Filing Details

Accession Number:
0001127602-16-067056
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 20:14:02
Reporting Period:
2016-11-09
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 20:14:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1593538 Navient Corp NAVI Security Brokers, Dealers & Flotation Companies (6211) 464054283
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605737 Somsak Chivavibul 123 Justison Street
Suite 300
Wilmington DE 19801
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-09 37,636 $0.00 278,062 No 4 M Direct
Common Stock Disposition 2016-11-09 30,461 $14.50 247,601 No 4 F Direct
Common Stock Disposition 2016-11-09 7,175 $14.70 240,426 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-11-09 37,636 $0.00 37,636 $10.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-03 2017-02-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 47,020 Indirect By 401(k)
Common Stock 2,098 Indirect By Spouse
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 8, 2016 and effective on November 8, 2016.
  2. Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.
  3. Between April 29, 2016, and November 10, 2016, Mr. Chivavibul acquired 1,127.6840 share equivalents of Navient common stock under the Navient 401(k) Plan. The information in this report is based on the reporting person's actual account balance as of November 10, 2016.