Filing Details
- Accession Number:
- 0001127602-16-067056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 20:14:02
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 20:14:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1593538 | Navient Corp | NAVI | Security Brokers, Dealers & Flotation Companies (6211) | 464054283 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605737 | Somsak Chivavibul | 123 Justison Street Suite 300 Wilmington DE 19801 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-09 | 37,636 | $0.00 | 278,062 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-09 | 30,461 | $14.50 | 247,601 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-11-09 | 7,175 | $14.70 | 240,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-11-09 | 37,636 | $0.00 | 37,636 | $10.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-03 | 2017-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 47,020 | Indirect | By 401(k) |
Common Stock | 2,098 | Indirect | By Spouse |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 8, 2016 and effective on November 8, 2016.
- Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.
- Between April 29, 2016, and November 10, 2016, Mr. Chivavibul acquired 1,127.6840 share equivalents of Navient common stock under the Navient 401(k) Plan. The information in this report is based on the reporting person's actual account balance as of November 10, 2016.