Home > Insider Trading > Filing (0001225208-16-041749)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1564429	J. Bernard Clark	211 Main Street San Francisco CA 94105	Evp - Advisor Services	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-10	65,056	$15.00	117,788	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2016-11-10	28,090	$18.25	145,878	No	4	M	Indirect	by Trust
Common Stock	Disposition	2016-11-10	28,090	$35.32	117,788	No	4	S	Indirect	by Trust
Common Stock	Disposition	2016-11-10	65,056	$35.32	52,732	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2016-11-10	28,090	$0.00	28,090	$18.25
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2016-11-10	65,056	$0.00	65,056	$15.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-03-01	2020-03-01	No	4	M	Direct
0	2011-08-02	2020-08-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,403	Indirect	by 401(k)
Common Stock	610	Indirect	by ESOP

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015.
This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.