Filing Details

Accession Number:
0000874015-16-000146
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 18:53:06
Reporting Period:
2016-11-14
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 18:53:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Ionis Pharmaceuticals Inc IONS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564926 R. Patrick O'neil C/O Ionis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Svp, Legal & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 194 $10.82 9,720 No 4 M Direct
Common Stock Disposition 2016-11-14 194 $45.00 9,526 No 4 S Direct
Common Stock Acquisiton 2016-11-14 806 $10.82 10,332 No 4 M Direct
Common Stock Disposition 2016-11-14 806 $45.00 9,526 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-14 194 $0.00 194 $10.82
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-14 806 $0.00 806 $10.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,907 2014-01-02 2020-01-01 No 4 M Direct
2,694 2014-01-02 2020-01-01 No 4 M Direct
Footnotes
  1. Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 9/21/2015.
  2. Grant of 1/2/2013 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 1989 Stock Option Plan. 25% of the shares subject to the option vested and became exercisable on 1/2/2014. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 3,925 shares per year. Following this transaction, the option was exercisable as to 4,252 on 11/14/2016.
  3. Grant of 1/2/2013 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 1989 Stock Option Plan. 25% of the shares subject to the option vested and became exercisable on 1/2/2014. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 1,875 shares per year. Following this transaction, the option was exercisable as to 2,381 on 11/14/2016.