Filing Details
- Accession Number:
- 0001028734-16-000307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 18:05:23
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 18:05:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283697 | Troy Dumlao | 821 17Th Street Denver CO 80202 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-10 | 100 | $8.69 | 17,787 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-10 | 100 | $14.49 | 17,687 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-11 | 500 | $15.00 | 17,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-10 | 100 | $14.49 | 100 | $8.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-15 | 2020-05-15 | No | 4 | M | Direct |
Billionaire Hedge Funds
