Filing Details

Accession Number:
0001212545-16-000481
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 17:49:02
Reporting Period:
2016-11-09
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 17:49:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331727 Ralph Duane Froeschle C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-09 10,000 $40.24 73,174 No 4 S Indirect Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006
Common Stock Disposition 2016-11-14 5,000 $44.61 68,174 No 4 S Indirect Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006
No 4 S Indirect Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,050 Direct
Common Stock 5,182 Indirect 401K Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.31, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.82, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. Reflects shares held in the 401K Plan to include employer match as of 10/27/16.