Filing Details
- Accession Number:
- 0001127602-16-067009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 17:45:36
- Reporting Period:
- 2016-11-02
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 17:45:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 723188 | Community Bank System Inc. | CBU | National Commercial Banks (6021) | 161213679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234449 | A Nicholas Dicerbo | C/O Community Bank System, Inc. 5790 Widewaters Parkway Dewitt NY 13214 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-02 | 60 | $0.00 | 200,544 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2016-11-10 | 5,000 | $50.75 | 195,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-11 | 53 | $0.00 | 195,491 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock (Deferred Compensation) | $0.00 | 53,272 | 53,272 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 53,272 | 53,272 | Direct |
Footnotes
- Includes 909.488 and 773.3638 shares acquired on July 11, 2016 and October 10, 2016, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
- Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
- Includes 353.5221 units of phantom stock acquired on October 10, 2016 under the Deferred Compensation Plan's dividend reinvestment feature.
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