Filing Details
- Accession Number:
- 0001437749-16-042109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 17:43:07
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 17:43:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
353020 | Aegion Corp | AEGN | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 133032158 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255529 | F David Morris | 17988 Edison Ave. Chesterfield MO 63005 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-11 | 5,000 | $22.50 | 153,108 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-11 | 5,000 | $22.71 | 148,108 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-11 | 5,000 | $22.50 | 31,135 | No | 4 | S | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,500 | Indirect | Individual Retirement Account |
Common Stock | 2,950 | Indirect | By spouse in Individual Retirement Account |
Footnotes
- The sales reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
- The sales reported in this line of this Form 4 were effected pursuant to a separate Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
- The price reported in Column 4 of this line of this Form 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.01, inclusive. The reporting person undertakes to provide to Aegion Corporation, any security holder of Aegion Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The sales reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse in March 2016.
- The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial ownership of these shares.