Home > Insider Trading > Filing (0001179110-16-031530)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
908315	Winmark Corp	WINA	Retail-Miscellaneous Retail (5900)	411622691

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1273800	Steven Murphy	605 Hwy 169 N Suite 400 Minneapolis MN 55441	President Of Franchising	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-10	3,510	$12.75	84,130	No	4	M	Direct
Common Stock	Disposition	2016-11-10	2,340	$105.51	81,790	No	4	S	Direct
Common Stock	Acquisiton	2016-11-11	4,916	$12.75	86,706	No	4	M	Direct
Common Stock	Acquisiton	2016-11-11	1,244	$13.01	87,950	No	4	M	Direct
Common Stock	Disposition	2016-11-11	3,660	$105.98	84,290	No	4	S	Direct
Common Stock	Acquisiton	2016-11-14	6,062	$13.01	90,352	No	4	M	Direct
Common Stock	Disposition	2016-11-14	3,400	$106.00	86,952	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-10	8,426	$12.75	8,426	$12.75
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-11	7,306	$13.01	7,306	$13.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-12-11	2018-12-11	No	4	M	Direct
0	2010-06-01	2019-06-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	350	Indirect	By Son 1
Common Stock	350	Indirect	By Son 2

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$22.15	2010-12-10	2019-12-10	10,000	10,000	Direct
Common Stock	Employee Stock Option (right to buy)	$31.19	2011-06-01	2020-06-01	10,000	10,000	Direct
Common Stock	Employee Stock Option (right to buy)	$32.92	2011-12-14	2020-12-14	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$37.76	2012-06-01	2021-06-01	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$53.34	2012-12-08	2021-12-08	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$51.17	2013-06-01	2022-06-01	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$55.72	2013-12-13	2022-12-13	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$59.77	2014-06-01	2023-06-01	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$82.72	2014-12-16	2023-12-16	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$66.29	2015-06-01	2024-06-01	8,500	8,500	Direct
Common Stock	Employee Stock Option (right to buy)	$80.32	2015-12-15	2024-12-15	8,500	8,500	Direct
Common Stock	Employee Stock Option (right to buy)	$91.93	2016-06-01	2025-06-01	6,800	6,800	Direct
Common Stock	Employee Stock Option (right to buy)	$90.99	2016-12-14	2025-12-14	6,800	6,800	Direct
Common Stock	Employee Stock Option	$98.25	2017-06-01	2026-06-01	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-10	10,000	10,000	Direct
2020-06-01	10,000	10,000	Direct
2020-12-14	9,250	9,250	Direct
2021-06-01	9,250	9,250	Direct
2021-12-08	9,250	9,250	Direct
2022-06-01	9,250	9,250	Direct
2022-12-13	9,250	9,250	Direct
2023-06-01	9,250	9,250	Direct
2023-12-16	9,250	9,250	Direct
2024-06-01	8,500	8,500	Direct
2024-12-15	8,500	8,500	Direct
2025-06-01	6,800	6,800	Direct
2025-12-14	6,800	6,800	Direct
2026-06-01	5,000	5,000	Direct

Footnotes

25% per year for 4 years
2,340 shares sold at an average price of $105.51, with a range of $105.00 to $106.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
3,660 shares sold at an average price of $105.98, with a range of $105.75 to $106.25, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
3,400 shares sold at an average price of $106.00, with a range of $105.53 to $106.10, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
3,510 option shares exercised on 11/10/16 and 4,916 option shares exercised 11/11/2016 as indicated in Table 1.
1,244 option shares exercised on 11/11/16 and 6,062 option shares exercised 11/14/2016 as indicated in Table 1.