Filing Details
- Accession Number:
- 0001209191-16-149759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 16:57:54
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 16:57:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422997 | Petrus Bekker | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-09 | 634 | $6.00 | 54,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-09 | 634 | $8.00 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-10 | 30,000 | $6.00 | 83,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-10 | 30,000 | $8.00 | 53,594 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-11 | 2,698 | $6.00 | 56,292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-11 | 2,698 | $8.00 | 53,594 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-09 | 634 | $0.00 | 634 | $6.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-10 | 22,698 | $0.00 | 22,698 | $6.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-10 | 7,302 | $0.00 | 7,302 | $6.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-11 | 2,698 | $0.00 | 2,698 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,698 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 0 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 46,866 | 2009-02-17 | 2019-02-17 | No | 4 | M | Direct |
| 44,168 | 2009-02-17 | 2019-02-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- As of November 10, 2016 and prior to this transaction, the option fully vested.
- Not applicable.
Billionaire Hedge Funds
