Filing Details
- Accession Number:
- 0001225208-16-041677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 16:32:00
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 16:32:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569388 | V. Kent Stone | 800 Nicollet Mall Minneapolis MN 55402 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2016-11-09 | 25,000 | $32.70 | 109,742 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-09 | 25,000 | $45.99 | 84,742 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2016-11-10 | 26,798 | $32.70 | 111,540 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-11-10 | 26,798 | $47.34 | 84,742 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2016-11-09 | 25,000 | $0.00 | 25,000 | $32.70 |
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2016-11-10 | 26,798 | $0.00 | 26,798 | $32.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,798 | 2018-02-12 | No | 4 | M | Direct | |
| 0 | 2018-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 15,799 | Indirect | By 401(k) plan |
| Common Stock, $0.01 Par Value | 24,189 | Indirect | By Trust |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $45.95 to $46.02. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $47.34 to $47.36. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Based on a plan report dated October 31, 2016, the most recent plan report available.
- The option vested in four equal annual installments beginning on February 12, 2009.
Billionaire Hedge Funds
