Filing Details
- Accession Number:
- 0001209191-16-149722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 16:19:54
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 16:19:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1556593 | New Residential Investment Corp. | NRZ | Real Estate Investment Trusts (6798) | 453449660 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1679934 | Andrew Sloves | 1345 Avenue Of The Americas, 45 Fl New York NY 10105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-11-11 | 10,000 | $14.23 | 10,000 | No | 4 | P | Indirect | Sloves Family Trust |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-11-11 | 700 | $14.24 | 700 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-11-11 | 1,500 | $14.18 | 1,500 | No | 4 | P | Indirect | Custodian for daughter |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-11-11 | 1,000 | $14.17 | 1,000 | No | 4 | P | Indirect | Custodian for daughter |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Sloves Family Trust |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Custodian for daughter |
No | 4 | P | Indirect | Custodian for daughter |
Footnotes
- The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.22 to$14.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and ExchangeCommission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in thisfootnote.
- The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.16 to$14.17. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and ExchangeCommission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in thisfootnote.