Filing Details
- Accession Number:
- 0001140361-16-086389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 16:02:20
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 16:02:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1541119 | Sound Financial Bancorp Inc. | SFBC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410553 | F Robert Carney | C/O Sound Financial Bancorp, Inc. 2005 Fifth Ave, Suite 200 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-10 | 433 | $24.90 | 11,241 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $8.41 | 2019-01-27 | 1,623 | 1,623 | Direct | |
Common Stock | Stock Option (Right to Buy) | $9.72 | 2019-01-27 | 1,623 | 1,623 | Direct | |
Common Stock | Stock Option (Right to Buy) | $16.80 | 2024-01-23 | 6,025 | 6,025 | Direct | |
Common Stock | Stock Option (Right to Buy) | $18.36 | 2025-01-28 | 862 | 862 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-27 | 1,623 | 1,623 | Direct |
2019-01-27 | 1,623 | 1,623 | Direct |
2024-01-23 | 6,025 | 6,025 | Direct |
2025-01-28 | 862 | 862 | Direct |
Footnotes
- Options vest in five equal annual installments beginning on January 27, 2010.
- Options vest in five equal annual installments beginning on January 23, 2015.
- Options vest in three equal annual installments beginning on January 28, 2015.