Filing Details

Accession Number:
0001127602-16-066931
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 15:45:18
Reporting Period:
2016-11-09
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 15:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555872 Scott Sleyster 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-09 4,690 $69.03 29,496 No 4 M Direct
Common Stock Disposition 2016-11-09 4,690 $90.00 24,806 No 4 S Direct
Common Stock Acquisiton 2016-11-10 12,434 $91.73 37,240 No 4 M Direct
Common Stock Disposition 2016-11-10 12,434 $95.00 24,806 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/12/08 Employee Stock Option (Right to Buy) Disposition 2016-11-09 4,690 $0.00 4,690 $69.03
Common Stock 2/13/07 Employee Stock Option (Right to Buy) Disposition 2016-11-10 12,434 $0.00 12,434 $91.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-12 No 4 M Direct
0 2017-02-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,632 Indirect By 401(k)
Footnotes
  1. The Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.
  2. Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 24,806 shares directly and 6,632 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 74,368 deferred compensation shares, 110,019 vested stock options, 52,202 unvested stock options, 1,318 restricted stock units and 23,143 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. The option vested in three equal annual installments beginning on February 12, 2009.
  4. The option vested in three equal annual installments beginning on February 13, 2008.