Filing Details
- Accession Number:
- 0000750556-16-000368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 15:34:35
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 15:34:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182002 | Jr H William Rogers | 303 Peachtree Street, N.e. Atlanta GA 30308 | Chairman And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-10 | 33,000 | $29.54 | 346,509 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-10 | 83,700 | $9.06 | 463,209 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-10 | 7,300 | $0.00 | 455,909 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2016-11-10 | 74,172 | $0.00 | 381,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2016-11-10 | 33,000 | $29.54 | 33,000 | $29.54 |
| Common Stock | Option | Disposition | 2016-11-10 | 83,700 | $9.06 | 83,700 | $9.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,000 | 2011-12-31 | 2018-12-31 | No | 4 | M | Direct |
| 166,300 | 2012-02-10 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,105 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 1,818 | 1,818 | Direct | ||
| Common Stock | Phantom Stock | $0.00 | 17,813 | 17,813 | Direct | ||
| Common Stock | Phantom Stock | $0.00 | 2017-02-21 | 13,450 | 13,450 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2017-02-10 | 12,221 | 12,221 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2018-02-10 | 12,221 | 12,221 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2017-02-09 | 2017-02-09 | 13,586 | 13,586 | Direct |
| Common Stock | Phantom Stock | $0.00 | 2018-02-09 | 2018-02-09 | 13,586 | 13,586 | Direct |
| Common Stock | Phantom Stock | $0.00 | 2019-02-09 | 2019-02-09 | 13,587 | 13,587 | Direct |
| Common Stock | Option | $85.06 | 2010-02-13 | 2017-02-13 | 35,000 | 35,000 | Direct |
| Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 88,800 | 88,800 | Direct |
| Common Stock | Option | $29.20 | 2012-04-01 | 2021-04-01 | 84,439 | 84,439 | Direct |
| Common Stock | Option | $21.67 | 2022-02-14 | 136,200 | 136,200 | Direct | |
| Common Stock | Option | $27.41 | 2014-02-26 | 2023-02-26 | 36,707 | 36,707 | Direct |
| Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 36,707 | 36,707 | Direct |
| Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 36,707 | 36,707 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,818 | 1,818 | Direct | |
| 17,813 | 17,813 | Direct | |
| 13,450 | 13,450 | Direct | |
| 12,221 | 12,221 | Direct | |
| 12,221 | 12,221 | Direct | |
| 2017-02-09 | 13,586 | 13,586 | Direct |
| 2018-02-09 | 13,586 | 13,586 | Direct |
| 2019-02-09 | 13,587 | 13,587 | Direct |
| 2017-02-13 | 35,000 | 35,000 | Direct |
| 2018-02-12 | 88,800 | 88,800 | Direct |
| 2021-04-01 | 84,439 | 84,439 | Direct |
| 2022-02-14 | 136,200 | 136,200 | Direct |
| 2023-02-26 | 36,707 | 36,707 | Direct |
| 2023-02-26 | 36,707 | 36,707 | Direct |
| 2023-02-26 | 36,707 | 36,707 | Direct |
Footnotes
- This transaction was a gift.
- Sold at prices ranging from $49.58 to $49.645.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
- Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan.
- Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
- Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
- Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
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