Filing Details
- Accession Number:
- 0000927089-16-001016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 15:03:42
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 15:03:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403484 | R Kenneth Gant | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-14 | 1,400 | $12.00 | 7,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Indirect | By IRA |
| Common Stock | 800 | Indirect | By self as custodian for daughter |
| Common Stock | 800 | Indirect | By self as custodian for son |
| Common Stock | 1,600 | Indirect | By sons |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Rights to Buy) | $5.00 | 2013-05-14 | 2018-05-14 | 9,886 | 9,886 | Direct |
| Common Stock | Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-14 | 9,886 | 9,886 | Direct |
| 2023-05-08 | 6,000 | 6,000 | Direct |
Footnotes
- Includes 800 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of an award originally covering 2,000 shares (adjusted to reflect the September 8, 2015, 2-for-1 stock split) that commencd vesting at a rate of 20% per year on May 8, 2014.
- The options vested at a rate of 20% per year commencing on May 14, 2009.
- The options are vesting ratably over five years at 20% per year commencng on May 8, 2014.
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