Filing Details

Accession Number:
0000769993-16-001823
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 14:29:25
Reporting Period:
2016-11-09
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 14:29:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279229 M Alan Cohen C/O Goldman, Sachs &Amp; Co.
200 West Street
New York NY 10282
Evp, Global Head Of Compliance No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 500 $185.75 60,944 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 585 $187.00 60,359 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 1,265 $187.92 59,094 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 100 $188.81 58,994 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 300 $190.63 58,694 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 805 $191.70 57,889 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 1,340 $192.60 56,549 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-09 105 $193.45 56,444 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 9,084 Indirect See footnote
Footnotes
  1. Reflects a weighted average sale price of $185.75 per share, at prices ranging from $185.38 to $186.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects a weighted average sale price of $187.0005 per share, at prices ranging from $186.49 to $187.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $187.9185 per share, at prices ranging from $187.49 to $188.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $190.6333 per share, at prices ranging from $190.2 to $191.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $191.6960 per share, at prices ranging from $191.29 to $192.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $192.5952 per share, at prices ranging from $192.3 to $193.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $193.4495 per share, at prices ranging from $193.44 to $193.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.