Filing Details
- Accession Number:
- 0001562180-16-003466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 12:22:43
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 12:22:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 700564 | Fulton Financial Corp | FULT | National Commercial Banks (6021) | 232195389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347709 | Philip E Wenger | C/O Fulton Financial Corporation, P.o. Box 4887, One Penn Square Lancaster PA 17604 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $2.50 Par Value Common Stock | Acquisiton | 2016-11-09 | 10,296 | $9.97 | 150,736 | No | 4 | M | Direct | |
| $2.50 Par Value Common Stock | Disposition | 2016-11-09 | 5,444 | $15.51 | 145,292 | No | 4 | S | Direct | |
| $2.50 Par Value Common Stock | Disposition | 2016-11-09 | 3,432 | $15.54 | 141,860 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-11-09 | 10,296 | $0.00 | 10,296 | $9.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $2.50 Par Value Common Stock | 76,156 | Indirect | By 401(k) |
| $2.50 Par Value Common Stock | 2,967 | Indirect | By 401(k) spouse |
| $2.50 Par Value Common Stock | 333 | Indirect | By Custodial accounts for children |
Footnotes
- Includes 718.5245 shares acquired on July19, 2016 and 713.1294 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- Includes 37,624.5261 shares held jointly with spouse.
- Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.50 to $15.575, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $15.50 to $15.55, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Based on Plan Statement dated October 31, 2016.
- Includes 1.6832 shares acquired on July 19, 2016 and 1.6672 shares acquired on October 17, 2016 under the Fulton Financial Corporation Dividend Reinvestment Plan.
- Shares exclude previously reported shares transferred to adult child from custodial account.
- The shares became exercisable as follows: 3,432 share(s) on July 1, 2009, 3,432 share(s) on July 1, 2010 and 3,432 share(s) on July 1, 2011.
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