Filing Details
- Accession Number:
- 0001568214-16-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 12:20:40
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 12:20:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488604 | W Michael Kempner | Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-10 | 5,327 | $6.15 | 373,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-10 | 1,660 | $19.85 | 372,266 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2016-11-10 | 5,327 | $0.00 | 5,327 | $6.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-01 | 2016-11-11 | No | 4 | M | Direct |
Footnotes
- The proceeds of the sale reported on this Form 4 was used by Mr. Kempner to fund the exercise of the stock options, also reported herein.
Billionaire Hedge Funds
