Filing Details

Accession Number:
0001562180-16-003462
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 11:41:53
Reporting Period:
2016-11-10
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 11:41:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500954 C Lee Powlus Peoples United Bank
850 Main Street
Bridgeport CT 06604
Sr Ex Vp & Chief Admin Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-10 26,442 $12.65 117,445 No 4 M Direct
Common Stock Disposition 2016-11-10 26,442 $17.92 91,003 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2016-11-10 26,442 $0.00 26,442 $12.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,442 2022-02-16 No 4 M Direct
Footnotes
  1. Includes 1,668 shares owned indirectly through the People's United Bank 401(k) Plan (including 18 shares acquired through dividend reinvestment) and 2,738 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 29 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements.
  2. This transaction was executed in multiple trades at prices ranging from $17.90 to $17.94. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).