Filing Details
- Accession Number:
- 0001209191-16-149570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 10:51:38
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 10:51:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-11-10 | 1,100 | $5.95 | 3,768,591 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-10 | 600 | $6.20 | 3,769,191 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-10 | 200 | $6.05 | 3,769,391 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-10 | 200 | $6.10 | 3,769,591 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-10 | 200 | $6.15 | 3,769,791 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-10 | 100 | $6.00 | 3,769,891 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-10 | 100 | $6.25 | 3,769,991 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 1,400 | $6.20 | 3,771,391 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 400 | $6.50 | 3,771,791 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 200 | $6.25 | 3,771,991 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 200 | $6.40 | 3,772,191 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 100 | $6.15 | 3,772,291 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 100 | $6.30 | 3,772,391 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-11 | 100 | $6.45 | 3,772,491 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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