Filing Details
- Accession Number:
- 0001127602-16-066812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 09:59:24
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 09:59:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1659944 | M Kevin Macke | 1010 Grand Blvd. Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-10 | 863 | $41.37 | 8,946 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-11-10 | 918 | $37.84 | 9,864 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-10 | 634 | $69.78 | 9,230 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-10 | 644 | $69.75 | 8,586 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-11-10 | 863 | $0.00 | 863 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-11-10 | 918 | $0.00 | 918 | $37.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
0 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,961 | Indirect | By 401k |
Common Stock | 232 | Indirect | By ESOP |