Filing Details

Accession Number:
0001126328-16-000601
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 09:58:34
Reporting Period:
2016-11-10
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 09:58:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205451 P Gary Scholten 711 High Street
Des Moines IA 50392
Evp & Ch Info Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-10 13,000 $58.00 70,650 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 647 Indirect By 401(k) Plan
Common Stock 192 Indirect By Spouse
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2015.
  2. Includes 11,642 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.