Filing Details
- Accession Number:
- 0001246360-16-007130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 06:00:19
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 06:00:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398113 | A Joseph Jolson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-11-09 | 94,220 | $5.50 | 4,508,406 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 75,000 | Indirect | By Foundation |
| Common Shares | 113,317 | Direct | |
| Common Shares | 1,210,667 | Indirect | By Jolson 1996 Trust |
Footnotes
- Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- On November 7, 2016, the reporting person gifted an aggregate of 181,820 shares of Common Shares as a charitable contribution.
- Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
- Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
Billionaire Hedge Funds
