Filing Details
- Accession Number:
- 0000310568-16-000471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 21:05:16
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 21:05:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 310568 | Microsemi Corp | MSCC | Semiconductors & Related Devices (3674) | 952110371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192204 | J James Peterson | One Enterprise Aliso Viejo CA 92656 | Chairman Of The Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Microsemi Common Stock | Acquisiton | 2016-11-08 | 216,617 | $0.00 | 354,482 | No | 4 | M | Direct | |
| Microsemi Common Stock | Disposition | 2016-11-08 | 216,617 | $0.00 | 137,865 | No | 4 | S | Direct | |
| Microsemi Common Stock | Acquisiton | 2016-11-08 | 18,500 | $0.00 | 156,365 | No | 4 | A | Direct | |
| Microsemi Common Stock | Disposition | 2016-11-08 | 9,654 | $47.84 | 146,711 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Microsemi Common Stock | Performance Rights | Disposition | 2016-11-08 | 73,220 | $0.00 | 73,220 | $0.00 |
| Microsemi Common Stock | Performance Rights | Disposition | 2016-11-08 | 96,833 | $0.00 | 96,833 | $0.00 |
| Microsemi Common Stock | Performance Rights | Disposition | 2016-11-08 | 46,564 | $0.00 | 46,564 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a 10b5-1 plan.
- Shares issued by Microsemi as part of the reporting person's bonus for fiscal year 2016.
- Amount represents shares withheld to satisfy tax withholdings in connection with the vesting of previously awarded restricted stock awards.
- Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 110,355 Performance Rights was granted on 11/04/2013 and between 0% and 250% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2014, 2015 and 2016. This transaction reflects the number of shares earned in the third year of the performance period and a total of 165,091 were earned over the three-year performance period.
- Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 161,387 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the second year of the performance period and a total of 161,387 were earned in the first two years of the performnce period.
- Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 116,410 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the first year of the performance period.
Billionaire Hedge Funds
