Filing Details
- Accession Number:
- 0001209191-16-149491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 20:56:49
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 20:56:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1594864 | Juno Therapeutics Inc. | JUNO | Biological Products, (No Disgnostic Substances) (2836) | 463656275 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1656998 | Robert Azelby | C/O 307 Westlake Avenue N Ste 300 Seattle WA 98109 | Evp & Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-08 | 10,000 | $0.00 | 48,640 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-11-10 | 12,921 | $24.14 | 35,719 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-11-08 | 40,000 | $0.00 | 40,000 | $25.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2026-11-07 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan. 25% of the RSUs vest on each anniversary of November 8, 2016.
- The sale reported on this Form 4 was effected pursuant to an Issuer approved Rule 10b5-1 compliant sell-to-cover award, in order to cover tax withholding incident to the vesting of 38,640 RSUs. The number of shares sold to cover such withholding obligations was determined based on the trade price, which is equal to the average of the high and low prices of the Issuer's common stock on November 2, 2016, the next trading day following the date on which the RSUs vested.
- 1/48th of the shares subject to the option become vested and exercisable on December 8, 2016 and 1/48th of the shares subject to the option shall vest monthly thereafter.