Filing Details
- Accession Number:
- 0001179110-16-031421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 19:08:44
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 19:08:44
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1389436 | S Michael Burke | C/O Aecom 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-09 | 58,140 | $24.45 | 166,702 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-09 | 53,100 | $31.00 | 113,602 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-11-09 | 58,140 | $0.00 | 58,140 | $24.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,206 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $27.54 | 2017-12-08 | 66,561 | 66,561 | Direct | |
Common Stock | Stock Options | $31.62 | 2024-03-05 | 638,570 | 638,570 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 50,651 | 50,651 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 17,711 | 17,711 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 111,077 | 111,077 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 154,274 | 154,274 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 140,375 | 140,375 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-08 | 66,561 | 66,561 | Direct |
2024-03-05 | 638,570 | 638,570 | Direct |
50,651 | 50,651 | Direct | |
17,711 | 17,711 | Direct | |
111,077 | 111,077 | Direct | |
154,274 | 154,274 | Direct | |
140,375 | 140,375 | Direct |
Footnotes
- The transaction in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on September 12, 2016, solely to cover the option cost, taxes, and other fees related to the exercise of the stock option. After the transaction, the remaining net shares of 5,040 continue to be held by the filer, Michael S. Burke.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The stock option vests in three equal annual installments beginning on December 2, 2010.
- The stock option vests in three equal annual installments beginning on December 8, 2011.
- The option becomes exercisable, if at all, beginning on March 5, 2019 subject to (A) continued employment and (B) the average daily closing price of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles.
- The restricted stock units vest in December 2016.
- The restricted stock units vest in December 2017.
- The restricted stock units vest in three equal annual installments beginning November 2017.
- The restricted stock units vest in December 2018.