Filing Details
- Accession Number:
- 0001144204-16-133399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 17:22:00
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 17:22:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561515 | T. Robert Ladd | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-09 | 3,000 | $11.03 | 178,109 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.01 to $11.05 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- The amount of securities beneficially owned following the reported transaction also includes an additional 19,780 shares issued under the Issuer's dividend reinvestment plan.
Billionaire Hedge Funds
