Filing Details
- Accession Number:
- 0001209191-16-149400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 17:03:19
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 17:03:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130310 | Centerpoint Energy Inc | CNP | Electric Services (4911) | 740694415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252276 | B Joseph Mcgoldrick | 1111 Louisiana Houston TX 77002 | Exec Vp - Div Pres | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-11-08 | 5,283 | $23.85 | 119,988 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-08 | 11,953 | $23.80 | 108,035 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 303 | Indirect | By Savings Plan |
Footnotes
- Total includes (i) 7,800 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 9,770 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 12,471 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each of the above awards shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. Total also includes 25,000 time-based restricted stock units vesting on March 1, 2017 if the Reporting Person continuously remains an employee of Issuer through, and retires on, the vesting date.
- Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.