Filing Details
- Accession Number:
- 0001437749-16-041762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 16:33:43
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 16:33:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314458 | A James Hillebrand | 13308 Longwood Lane Goshen KY 40026 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-08 | 7,500 | $14.76 | 57,989 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 4,694 | $34.65 | 53,295 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-11-10 | 2,800 | $38.50 | 50,495 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-11-08 | 7,500 | $0.00 | 7,500 | $14.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-17 | 2019-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 417 | Indirect | Trust-Directors' Deferred Comp Plan |
| Common Stock | 20,620 | Indirect | KSOP-fbo James Hillebrand |
| Common Stock | 11,634 | Indirect | IRA-fbo Lynn Hillebrand |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 14,428 | 14,428 | Direct |
| Common Stock | Stock Appreciation Right | $14.02 | 2011-02-16 | 2020-02-16 | 13,500 | 13,500 | Direct |
| Common Stock | Stock Appreciation Right | $15.84 | 2012-03-15 | 2021-03-15 | 10,968 | 10,968 | Direct |
| Common Stock | Stock Appreciation Right | $15.24 | 2013-02-20 | 2022-02-20 | 19,600 | 19,600 | Direct |
| Common Stock | Stock Appreciation Right | $15.26 | 2014-02-19 | 2023-02-19 | 28,054 | 28,054 | Direct |
| Common Stock | Stock Appreciation Right | $19.37 | 2015-02-18 | 2024-02-18 | 16,425 | 16,425 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 12,319 | 12,319 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-03-15 | 14,428 | 14,428 | Direct |
| 2020-02-16 | 13,500 | 13,500 | Direct |
| 2021-03-15 | 10,968 | 10,968 | Direct |
| 2022-02-20 | 19,600 | 19,600 | Direct |
| 2023-02-19 | 28,054 | 28,054 | Direct |
| 2024-02-18 | 16,425 | 16,425 | Direct |
| 2025-03-17 | 12,319 | 12,319 | Direct |
Footnotes
- Includes shares acquired through automatic dividend reinvestment.
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