Filing Details
- Accession Number:
- 0001209191-16-149300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 15:40:05
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 15:40:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596796 | Jean Marie Guillaume Rutten | 2045 East Innovation Circle Tempe AZ 85284 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-08 | 15,000 | $5.18 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 15,000 | $11.02 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-08 | 15,000 | $5.18 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 15,000 | $11.29 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Amkor Technology, Inc. | Employee Stock Option (right to Buy) | Disposition | 2016-11-08 | 15,000 | $0.00 | 15,000 | $5.18 |
| Amkor Technology, Inc. | Employee Stock Option (Right to Buy) | Disposition | 2016-11-08 | 15,000 | $0.00 | 15,000 | $5.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,000 | 2015-02-13 | 2024-02-13 | No | 4 | M | Direct |
| 55,000 | 2015-02-13 | 2024-02-13 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.00 to 11.06.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 11.28to 11.29.
- The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.
Billionaire Hedge Funds
