Filing Details
- Accession Number:
- 0001534701-16-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 15:39:49
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 15:39:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534701 | Phillips 66 | PSX | Petroleum Refining (2911) | 453779385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547334 | Michael Lawrence Ziemba | 2331 Citywest Blvd. Houston TX 77042 | Executive Vp, Refining | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-08 | 17,165 | $31.25 | 29,252 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 17,165 | $80.20 | 12,087 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-09 | 55,465 | $31.25 | 67,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-09 | 55,465 | $80.20 | 12,087 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-08 | 17,165 | $0.00 | 17,165 | $31.25 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-09 | 55,465 | $0.00 | 55,465 | $31.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,465 | 2014-02-10 | 2021-02-10 | No | 4 | M | Direct |
| 0 | 2014-02-10 | 2021-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 22,394 | Direct | |
| Common Stock | 2,489 | Indirect | By Phillips 66 Savings Plan |
Footnotes
- Includes shares received upon the lapse of Restricted Stock Units, which were previously reported in Table I holdings.
- Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
- Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
Billionaire Hedge Funds
