Filing Details
- Accession Number:
- 0001180220-16-000087
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 14:54:32
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 14:54:32
- Original Submission Date:
- 2016-11-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 846901 | Lakeland Bancorp Inc | LBAI | State Commercial Banks (6022) | 222953275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238837 | Jr E Stewart Mcclure | C/O Lakeland Bancorp, Inc. 250 Oak Ridge Road Oak Ridge NJ 07438 | Reg Pres Of Lakeland Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-31 | 4,847 | $9.20 | 144,802 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 13,188 | $5.99 | 157,990 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 12,560 | $7.83 | 170,550 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 10,048 | $6.25 | 180,598 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 35,796 | $14.20 | 144,802 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 4,847 | $9.20 | 4,847 | $9.20 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 13,188 | $5.99 | 13,188 | $5.99 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 12,560 | $7.83 | 12,560 | $7.83 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 10,048 | $6.25 | 10,048 | $6.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,796 | 2013-05-31 | 2017-05-23 | No | 4 | M | Direct |
| 23 | 2013-05-31 | 2020-02-01 | No | 4 | M | Direct |
| 10,048 | 2013-05-31 | 2021-02-02 | No | 4 | M | Direct |
| 0 | 2013-05-31 | 2021-10-25 | No | 4 | M | Direct |
Footnotes
- Includes 28,524 RSU's that have not yet vested. 1,412 shares previously reported as indirect ownership are no longer reportable, as the beneficial ownership "held by spouse as custodian for children" no longer applies since children are now of legal age and not living with parents.
Billionaire Hedge Funds
