Filing Details

Accession Number:
0001562180-16-003445
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-10 13:31:14
Reporting Period:
2016-11-09
Filing Date:
2016-11-10
Accepted Time:
2016-11-10 13:31:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250506 P John Barnes Peoples United Bank 850 Main Street
Bridgeport CT 06604
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-09 136,809 $12.65 252,819 No 4 M Direct
Common Stock Disposition 2016-11-09 136,809 $17.48 116,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2016-11-09 136,809 $0.00 136,809 $12.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 332,465 Indirect John P. Barnes Living Trust
Footnotes
  1. Includes 3,851 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shared acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements.
  2. This transaction was executed in multiple trades at prices ranging from $17.43 to $17.51. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).