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Filing Details

Accession Number:: 0001225208-16-041433
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-10 12:30:59
Reporting Period:: 2016-11-09

Filing Date:: 2016-11-10
Accepted Time:: 2016-11-10 12:30:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
39368	Fuller H B Co	FUL	Adhesives & Sealants (2891)	410268370

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1345567	J Timothy Keenan	1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683	Vp, Gen. Counsel & Corp. Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-09	7,000	$14.15	29,027	No	4	M	Direct
Common Stock	Disposition	2016-11-09	1,236	$45.10	27,791	No	4	S	Direct
Common Stock	Disposition	2016-11-09	7,000	$44.95	20,791	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right-to-Buy)	Disposition	2016-11-09	7,000	$14.15	7,000	$14.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,000		2018-12-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6	Indirect	By 401(k) Plan

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right-to-Buy)	$20.57		2019-12-03	17,505	17,505	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$22.27		2021-01-20	15,822	15,822	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$28.40		2022-01-26	14,278	14,278	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$33.38		2026-01-19	16,408	16,408	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$39.64		2023-01-24	10,291	10,291	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$41.00		2025-01-22	12,534	12,534	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$48.92		2024-01-23	9,154	9,154	Direct
Common Stock	Performance Stock Units	$0.00	2017-01-19	2019-01-19	1,894	1,894	Direct
Common Stock	Phantom Units	$0.00			1,695	1,695	Direct
Common Stock	Restricted Stock Units	$0.00		2019-01-19	1,895	1,895	Direct
Common Stock	Restricted Stock Units	$0.00		2018-01-22	2,192	2,192	Direct
Common Stock	Restricted Stock Units	$0.00		2017-01-23	947	947	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-03	17,505	17,505	Direct
2021-01-20	15,822	15,822	Direct
2022-01-26	14,278	14,278	Direct
2026-01-19	16,408	16,408	Direct
2023-01-24	10,291	10,291	Direct
2025-01-22	12,534	12,534	Direct
2024-01-23	9,154	9,154	Direct
2019-01-19	1,894	1,894	Direct
	1,695	1,695	Direct
2019-01-19	1,895	1,895	Direct
2018-01-22	2,192	2,192	Direct
2017-01-23	947	947	Direct

Footnotes

The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.89 to $45.08. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
Amended and Restated Year 2000 Stock Incentive Plan: 27,973 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 4,165 restricted shares that vested effective December 4, 2009; 3,557 restricted shares that vested effective December 6, 2010; 6,455 restricted shares that vested effective December 4, 2011; 7,261 restricted shares that vested in three equal annual installments beginning on December 3, 2010; and 6,535 restricted shares that vested in three equal annual installments beginning on January 20, 2012. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis. Referred to as restricted stock units in previous filing.
H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant. Referred to as restricted stock units in previous filing.
H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan. Referred to as restricted stock units in previous filing.
Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.