Home > Insider Trading > Filing (0001506972-16-000010)

Filing Details

Accession Number:: 0001506972-16-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-10 12:29:00
Reporting Period:: 2016-11-09

Filing Date:: 2016-11-10
Accepted Time:: 2016-11-10 12:29:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1492691	Swift Transportation Co	SWFT	Trucking (No Local) (4213)	205589597

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506972	C Kenneth Runnels	C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043	Executive Vp Fleet Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2016-11-09	120,000	$11.00	131,892	No	4	M	Direct
Class A Common Stock	Disposition	2016-11-09	120,000	$24.38	11,892	No	4	S	Direct
Class A Common Stock	Acquisiton	2016-11-09	24,000	$8.80	35,892	No	4	M	Direct
Class A Common Stock	Disposition	2016-11-09	24,000	$24.38	11,892	No	4	S	Direct
Class A Common Stock	Acquisiton	2016-11-09	11,726	$13.36	23,618	No	4	M	Direct
Class A Common Stock	Disposition	2016-11-09	11,726	$24.38	11,892	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (Right-to-buy)	Disposition	2016-11-09	120,000	$0.00	120,000	$11.00
Class A Common Stock	Employee Stock Option (Right-to-buy)	Disposition	2016-11-09	24,000	$0.00	24,000	$8.80
Class A Common Stock	Employee Stock Option (Right-to-buy)	Disposition	2016-11-09	11,726	$0.00	11,726	$13.36

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2018-08-27	No	4	M	Direct
2020-02-28	No	4	M	Direct
2016-02-22	No	4	M	Direct

Footnotes

The price of $24.38 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $23.84 to $25.03. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
In connection with the Issuer's initial public offering, a four-to-five reverse stock split was effected on November 29, 2010. Additionally, the exercise price of any options with exercise prices greater than $11.00 (the initial public offering price) were adjusted to $11.00 on December 15, 2010.
The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the August 27, 2008 grant date.
The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the February 28, 2010 grant date.
Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the February 22, 2013 grant date.