Filing Details
- Accession Number:
- 0001209191-16-149238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 10:33:44
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 10:33:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-11-08 | 1,450 | $6.00 | 3,763,941 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-08 | 700 | $5.95 | 3,764,641 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-08 | 184 | $5.90 | 3,764,825 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-08 | 100 | $5.75 | 3,764,925 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-08 | 66 | $5.85 | 3,764,991 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 800 | $5.90 | 3,765,791 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 410 | $5.95 | 3,766,201 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 400 | $6.10 | 3,766,601 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 290 | $6.00 | 3,766,891 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 290 | $6.15 | 3,767,181 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 190 | $6.05 | 3,767,371 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 110 | $6.03 | 3,767,481 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-09 | 10 | $6.13 | 3,767,491 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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