Filing Details
- Accession Number:
- 0001225208-16-041430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-10 09:58:29
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-10
- Accepted Time:
- 2016-11-10 09:58:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578404 | C Cynthia Earhart | Three Commercial Place Norfolk VA 23510 | Exec. Vp - Admin. And Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-08 | 4,530 | $50.74 | 4,530 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 4,530 | $96.18 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-09 | 4,417 | $38.71 | 4,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-09 | 4,417 | $99.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy, granted 2008) | Disposition | 2016-11-08 | 4,530 | $0.00 | 4,530 | $50.74 |
| Common Stock | Option (right to buy, granted 2009) | Disposition | 2016-11-09 | 4,417 | $0.00 | 4,417 | $38.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,970 | 2011-01-24 | 2018-01-23 | No | 4 | M | Direct |
| 2,583 | 2013-01-29 | 2019-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,071 | Indirect | By GRATs |
| Common Stock | 46,717 | Indirect | By Revocable Trust |
Footnotes
- Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Billionaire Hedge Funds
