Filing Details
- Accession Number:
- 0001203311-16-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 19:16:03
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 19:16:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-07 | 2,442 | $10.20 | 641,277 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 2,442 | $57.43 | 638,835 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 1,600 | $10.20 | 640,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 1,600 | $56.50 | 638,835 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 7,113 | $10.29 | 645,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 7,113 | $59.28 | 638,835 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 3,310 | $10.29 | 642,145 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 3,310 | $58.26 | 638,835 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-07 | 2,442 | $0.00 | 2,442 | $10.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-07 | 1,600 | $0.00 | 1,600 | $10.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-07 | 7,113 | $0.00 | 7,113 | $10.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-07 | 3,310 | $0.00 | 3,310 | $10.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,849 | 2017-05-25 | No | 4 | M | Direct | |
| 24,249 | 2017-05-25 | No | 4 | M | Direct | |
| 97,107 | 2017-08-28 | No | 4 | M | Direct | |
| 93,797 | 2017-08-28 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $57.06 to $57.78. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $56.05 to $57.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $58.79 to $59.78. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $57.78 to $58.76. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Shares vested at a rate of 25% on 5/25/08 and monthly thereafter until all the shares were fully vested on 5/25/11.
- Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares were fully vested on 8/28/11.
Billionaire Hedge Funds
