Filing Details

Accession Number:
0001171843-16-013102
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-09 19:05:37
Reporting Period:
2016-11-07
Filing Date:
2016-11-09
Accepted Time:
2016-11-09 19:05:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
898437 Anika Therapeutics Inc. ANIK Surgical & Medical Instruments & Apparatus (3841) 043145961
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227947 I Joseph Bower 32 Wiggins Avenue
Bedford MA 01730
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-07 1,540 $12.36 38,513 No 4 M Direct
Common Stock Disposition 2016-11-07 431 $44.26 38,082 No 4 F Direct
Common Stock Disposition 2016-11-09 500 $43.40 37,582 No 4 S Direct
Common Stock Disposition 2016-11-09 40 $43.31 37,542 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2016-11-07 1,540 $0.00 1,540 $12.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Exercise of stock appreciation rights ("SARs") granted on December 14, 2006, which vested in full immediately on such date, and expiring on December 14, 2016.
  2. Reflects 431 shares of common stock utilized to cover the exercise price of the above listed SARs award by the Reporting Person on November 7, 2016.
  3. Reflects an aggregate of 540 shares of common stock sold to satisfy tax obligations related to the exercise of the above listed SARs award by the Reporting Person on November 9, 2016.