Filing Details

Accession Number:
0001179110-16-031385
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-09 17:41:45
Reporting Period:
2016-11-07
Filing Date:
2016-11-09
Accepted Time:
2016-11-09 17:41:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1567683 Nrg Yield Inc. NYLD Electric Services (4911) 461777204
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685648 Chad Plotkin Nrg Yield, Inc.
804 Carnegie Center
Princeton NJ 08540
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock, Par Value $.01 Per Share Acquisiton 2016-11-07 16,903 $0.00 17,112 No 4 A Direct
Class A Common Stock, Par Value $.01 Per Share Acquisiton 2016-11-08 1,280 $15.63 2,747 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. Represents Restricted Stock Units issued to Mr. Plotkin under NRG Yield, Inc.'s Equity Incentive Plan.
  2. Each Restricted Stock Unit is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01. Mr. Plotkin will receive from NRG Yield, Inc. one such share of Class C Common Stock as follows: (1) 7099 shares on January 4, 2017, (2) 5578 shares on January 4, 2018, and (3) 4226 shares on January 4, 2019.
  3. This transaction was executed in multiple trades at prices ranging from $15.6105 to $15.6456. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.