Filing Details
- Accession Number:
- 0001179110-16-031385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 17:41:45
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 17:41:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1567683 | Nrg Yield Inc. | NYLD | Electric Services (4911) | 461777204 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685648 | Chad Plotkin | Nrg Yield, Inc. 804 Carnegie Center Princeton NJ 08540 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-07 | 16,903 | $0.00 | 17,112 | No | 4 | A | Direct | |
Class A Common Stock, Par Value $.01 Per Share | Acquisiton | 2016-11-08 | 1,280 | $15.63 | 2,747 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- Represents Restricted Stock Units issued to Mr. Plotkin under NRG Yield, Inc.'s Equity Incentive Plan.
- Each Restricted Stock Unit is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01. Mr. Plotkin will receive from NRG Yield, Inc. one such share of Class C Common Stock as follows: (1) 7099 shares on January 4, 2017, (2) 5578 shares on January 4, 2018, and (3) 4226 shares on January 4, 2019.
- This transaction was executed in multiple trades at prices ranging from $15.6105 to $15.6456. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.