Filing Details
- Accession Number:
- 0001209191-16-149126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 17:40:14
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 17:40:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36270 | M&T Bank Corp | MTB | State Commercial Banks (6022) | 160968385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490376 | J Darren King | One M&Amp;T Plaza Buffalo NY 14203 | E.v.p./Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-12 | 690 | $0.00 | 17,983 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 8,762 | $91.28 | 26,745 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 8,762 | $123.01 | 17,983 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-08 | 1,238 | $91.28 | 19,221 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-12 | 230 | $0.00 | 230 | No | 4 | G | Indirect | By Son |
| Common Stock | Acquisiton | 2015-11-12 | 230 | $0.00 | 230 | No | 4 | G | Indirect | By Daughter |
| Common Stock | Acquisiton | 2015-11-12 | 230 | $0.00 | 230 | No | 4 | G | Indirect | By Daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | G | Indirect | By Son |
| No | 4 | G | Indirect | By Daughter |
| No | 4 | G | Indirect | By Daughter |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2016-11-07 | 8,762 | $0.00 | 8,762 | $91.28 |
| Common Stock | Option (right to buy) | Disposition | 2016-11-08 | 1,238 | $0.00 | 1,238 | $91.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,220 | 2018-01-31 | No | 4 | M | Direct | |
| 7,982 | 2018-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,075 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Common Stock Units | $0.00 | 0 | 124 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 124 | Indirect |
Footnotes
- The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.
- The reported transaction involved the exercise of stock options and the sale of shares pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- The reported transaction involved the exercise of stock options pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- The reported transaction involves a transfer of securities by gift for which no consideration was paid.
- These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
- These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
- The information presented is as of September 30, 2016.
- Currently exercisable.
- The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.
- The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.
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