Filing Details
- Accession Number:
- 0000905148-16-002048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 17:26:56
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 17:26:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024657 | West Corp | WSTC | Services-Business Services, Nec (7389) | 470777362 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032782 | L Gary West | West Corporation 11808 Miracle Hills Drive Omaha NE 68154 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-07 | 23,196 | $22.04 | 2,454,880 | No | 4 | P | Indirect | By Gary West CRT1 LLC |
| Common Stock | Acquisiton | 2016-11-07 | 20,102 | $22.04 | 2,071,530 | No | 4 | P | Indirect | By Gary West CRT2 LLC |
| Common Stock | Acquisiton | 2016-11-07 | 15,464 | $22.04 | 1,682,043 | No | 4 | P | Indirect | By Gary West CRT3 LLC |
| Common Stock | Acquisiton | 2016-11-07 | 10,825 | $22.04 | 1,157,757 | No | 4 | P | Indirect | By Gary West CRT4 LLC |
| Common Stock | Acquisiton | 2016-11-07 | 7,732 | $22.04 | 830,077 | No | 4 | P | Indirect | By Gary West CRT5 LLC |
| Common Stock | Acquisiton | 2016-11-07 | 15,760 | $22.09 | 15,760 | No | 4 | P | Indirect | By Gary West Rollover IRA |
| Common Stock | Acquisiton | 2016-11-08 | 10,066 | $22.02 | 2,464,946 | No | 4 | P | Indirect | By Gary West CRT1 LLC |
| Common Stock | Acquisiton | 2016-11-08 | 8,724 | $22.02 | 2,080,254 | No | 4 | P | Indirect | By Gary West CRT2 LLC |
| Common Stock | Acquisiton | 2016-11-08 | 6,710 | $22.02 | 1,688,753 | No | 4 | P | Indirect | By Gary West CRT3 LLC |
| Common Stock | Acquisiton | 2016-11-08 | 4,697 | $22.02 | 1,162,454 | No | 4 | P | Indirect | By Gary West CRT4 LLC |
| Common Stock | Acquisiton | 2016-11-08 | 3,355 | $22.02 | 833,432 | No | 4 | P | Indirect | By Gary West CRT5 LLC |
| Common Stock | Acquisiton | 2016-11-08 | 1,565 | $22.00 | 17,325 | No | 4 | P | Indirect | By Gary West Rollover IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Gary West CRT1 LLC |
| No | 4 | P | Indirect | By Gary West CRT2 LLC |
| No | 4 | P | Indirect | By Gary West CRT3 LLC |
| No | 4 | P | Indirect | By Gary West CRT4 LLC |
| No | 4 | P | Indirect | By Gary West CRT5 LLC |
| No | 4 | P | Indirect | By Gary West Rollover IRA |
| No | 4 | P | Indirect | By Gary West CRT1 LLC |
| No | 4 | P | Indirect | By Gary West CRT2 LLC |
| No | 4 | P | Indirect | By Gary West CRT3 LLC |
| No | 4 | P | Indirect | By Gary West CRT4 LLC |
| No | 4 | P | Indirect | By Gary West CRT5 LLC |
| No | 4 | P | Indirect | By Gary West Rollover IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 109,474 | Indirect | By West Investment Holdings, LLC |
| Common Stock | 93,750 | Indirect | By Gary and Mary West Health Institute |
| Common Stock | 8,229,839 | Indirect | By spouse |
Footnotes
- This price reflects the weighted average purchase price for open-market purchases of shares made by the filing person on November 7, 2016, within a $1.00 range. The actual prices for these transactions range from $21.99 to $22.14, inclusive. The filing person further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- This price reflects the weighted average purchase price for open-market purchases of shares made by the filing person on November 7, 2016, within a $1.00 range. The actual prices for these transactions range from $22.00 to $22.15, inclusive. The filing person further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- This price reflects the weighted average purchase price for open-market purchases of shares made by the filing person on November 8, 2016, within a $1.00 range. The actual prices for these transactions range from $21.99 to $22.07, inclusive. The filing person further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- The filing person is a joint indirect owner, with Mary E. West, of West Investment Holdings, LLC. The filing person disclaims any beneficial ownership of any shares held by the West Investment Holdings, LLC except to the extent of his pecuniary interest therein.
- The filing person has been appointed sole representative and proxy with respect to the shares held by the Gary and Mary West Health Institute (the "Institute"), a nonprofit organization. The filing person disclaims any beneficial ownership of any shares held by the Institute to the extent of his pecuniary interest therein.
- The filing person disclaims beneficial ownership of any shares held by his spouse, Mary E. West, and this report shall not be deemed an admission that the filing person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
