Filing Details
- Accession Number:
- 0001209191-16-149079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 16:53:02
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 16:53:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326669 | J Timothy Gallagher | C/O Genesee &Amp; Wyoming Inc. 20 West Avenue Darien CT 06820 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2016-11-07 | 4,329 | $61.07 | 54,314 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2016-11-07 | 4,151 | $66.56 | 50,163 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2016-11-07 | 4,329 | $0.00 | 4,329 | $61.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-11-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Represents the weighted average sales price for the price increments ranging from $66.37 to $66.77.
- This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2012.