Filing Details
- Accession Number:
- 0001234452-16-000556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 16:34:48
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 16:34:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091619 | Barbara Stiles Alexander | 5775 Morehouse Dr. San Diego CA 92121-1714 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-08 | 14,000 | $39.42 | 41,968 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2016-11-08 | 14,000 | $68.52 | 27,968 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2016-11-08 | 8,000 | $41.83 | 35,968 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2016-11-08 | 8,000 | $68.52 | 27,968 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-08 | 14,000 | $0.00 | 14,000 | $39.42 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-08 | 8,000 | $0.00 | 8,000 | $41.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-03-11 | 2018-03-10 | No | 4 | M | Direct |
0 | 2008-03-13 | 2017-03-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,440 | Direct |
Footnotes
- Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.
- The sale prices for this transaction ranged from $68.51 to $68.57. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 100% one year from the date of grant.