Filing Details
- Accession Number:
- 0001209191-16-149059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 16:32:34
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 16:32:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517228 | Commscope Holding Company Inc. | COMM | Radio & Tv Broadcasting & Communications Equipment (3663) | 274332098 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1589102 | W Robert Granow | C/O Commscope Holding Company, Inc. 1100 Commscope Place, Se Hickory NC 28602 | Svp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-07 | 7,300 | $5.57 | 15,722 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-07 | 7,300 | $33.01 | 8,422 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-11-08 | 2,700 | $5.57 | 11,122 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-08 | 2,700 | $33.00 | 8,422 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-11-07 | 7,300 | $0.00 | 7,300 | $5.57 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-11-08 | 2,700 | $0.00 | 2,700 | $5.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,728 | 2016-02-17 | 2021-02-21 | No | 4 | M | Direct |
24,028 | 2016-02-16 | 2021-02-21 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
- As previously reported, includes (a) 5,179 restricted stock units that were granted on 02/23/2016 and will vest in three equal installments on 02/23/2017, 02/23/2018, and 02/23/2019; and (b) 2,096 restricted stock units that were granted on 02/24/2015 and will vest ratably on 02/24/2017 and 02/24/2018, each subject to the reporting person's continued employment with the issuer.
- The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is 33.00 to 33.05. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.