Filing Details
- Accession Number:
- 0001127602-16-066582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 16:18:14
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 16:18:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428849 | Peter Zaffino | 1166 Avenue Of The Americas New York NY 10036 | Chairman, Ris And Ceo, Marsh | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-07 | 52,616 | $0.00 | 203,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 52,616 | $65.05 | 150,736 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-08 | 56,663 | $0.00 | 207,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-08 | 56,663 | $65.10 | 150,736 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-11-07 | 52,616 | $0.00 | 52,616 | $22.71 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-11-08 | 56,663 | $0.00 | 56,663 | $22.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,663 | 2020-02-21 | No | 4 | M | Direct | |
| 0 | 2020-02-21 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.
Billionaire Hedge Funds
