Filing Details

Accession Number:
0001140361-16-085591
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-09 16:08:09
Reporting Period:
2016-05-24
Filing Date:
2016-11-09
Accepted Time:
2016-11-09 16:08:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371446 Fbr & Co. FBRC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218306 J Richard Hendrix 1300 North 17Th Street
Suite 1400
Arlington VA 22209
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-24 11 $19.41 284,778 No 4 L Direct
Common Stock Acquisiton 2016-08-23 14 $14.54 285,014 No 4 L Direct
Common Stock Acquisiton 2016-11-08 2,135 $11.89 287,209 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 L Direct
No 4 P Direct
Footnotes
  1. Shares acquired under brokerage dividend reinvestment plan.
  2. This includes a non-discretionary reallocation of 222 RSUs made on July 1, 2016 pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.65 and $11.907, inclusive. The reporting person undertakes to provide FBR & Co., any security holder of FBR & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  4. This includes a non-discretionary reallocation of 60 RSUs made on October 3, 2016 pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan.