Filing Details
- Accession Number:
- 0001209191-16-148983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-09 11:10:31
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-09
- Accepted Time:
- 2016-11-09 11:10:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277948 | Csx Corp | CSX | Railroads, Line-Haul Operating (4011) | 621051971 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278541 | W Clarence Gooden | 500 Water Street Jacksonville FL 32202 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-07 | 15,625 | $32.00 | 69,179 | No | 4 | S | Indirect | Clarence W. Gooden, Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Clarence W. Gooden, Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 127,954 | Direct | |
| Common Stock | 371 | Indirect | CSX Corporation 401(k) Plan |
| Common Stock | 164,274 | Indirect | Corkie T. Gooden Revocable Trust |
| Common Stock | 55,000 | Indirect | Clarence W. Gooden Irrevocable Trust |
| Common Stock | 118,013 | Indirect | Clarence W. Gooden Second Irrevocable Trust |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
- By Trustee, Clarence W. Gooden.
- By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
