Filing Details
- Accession Number:
- 0001209191-16-148942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 19:08:40
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 19:08:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539875 | Howard Albert | 31 West 52Nd Street New York NY 10019 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-11-07 | 16,000 | $26.70 | 161,739 | No | 4 | M | Direct | |
Comnmon Shares | Disposition | 2016-11-07 | 16,000 | $32.00 | 146,231 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Options to acquire Common Shares | Disposition | 2016-11-07 | 16,000 | $0.00 | 16,000 | $26.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-08 | No | 4 | M | Direct |
Footnotes
- The sale price reported above has been rounded to the nearest cent.
- Total includes 492 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
- Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010.
- All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 .